Area of focus

Regulatory Change Management

The regulatory landscape continues to evolve at a fast pace. Recent regulatory focus has been on fair treatment of customers, customer vulnerability, and the evolution of payment services through PSD2, with the extension of the SM&CR to all regulated firms on the horizon.

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Representative experience

Providing advice on PSD2 requirements for a global investment bank, including conducting a review of current approach, identifying gaps, and required enhancements.

Advising a new online retail bank on its complaints management process in line with the FCA's DISP rules, making recommendations to enhance operational efficiency whilst achieving fair customer outcomes.

Designing an end-to-end project for an insurance broker and delivering work streams, including responsibility mapping and conduct arrangements for staff.

Assisting a large retail bank with implementation of new regulatory requirements regarding marketing literature.

Sponsorships and Speaking Engagements

Essentials 2025: Board’s and Management’s Roles in Enterprise Risk Management Panel Discussion

5 February 2025 | 8:15 a.m. - 9:00 a.m. (ET)

Securities and Public Advisory counsel Catalina Parkinson will be speaking in a panel discussion hosted by Essentials 2025 on board’s and management’s roles in enterprise risk...

Sponsorships and Speaking Engagements

2022 Association of Corporate Counsel Annual Meeting | ESG 360° Workshop: Assessing, Understanding, and Improving Your ESG Performance

24 October 2022 | 4:30-6:00 p.m. (PDT)

Key contacts

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Regulatory Change Management

Representative experience

Essentials 2025: Board’s and Management’s Roles in Enterprise Risk Management Panel Discussion

2022 Association of Corporate Counsel Annual Meeting | ESG 360° Workshop: Assessing, Understanding, and Improving Your ESG Performance

Key contacts

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